ISO 37301 Compliance Management System

In recent years, the global economy, trade and various cooperative relations have become increasingly complex, and the operations of all types of organizations are facing unprecedented uncertainties and a wider range of risks. Against the backdrop of an increasingly complex international environment, compliance has become an important prerequisite for the safe and sound development of enterprises and other organizations, and demand for compliance management has emerged across the global market.

For Chinese enterprises, strengthening compliance governance and fostering a robust compliance culture have become mandatory courses to forge ahead steadily and compliantly amid intricate environments. Accelerating benchmarking against world-leading enterprises in compliance management has become a prevailing trend.

ISO 37301:2021 Compliance Management Systems — Requirements with Guidance for Use. Adopting a risk-based mindset, the process approach and PDCA logic, ISO 37301 provides requirements and guidance for organizations to establish, develop, implement, evaluate, maintain and improve an effective compliance management system based on compliance governance principles.

ISO 37301 adopts the management system standard structure set out in Annex SL of the ISO/IEC Directives, making it easier to integrate the compliance management system with other existing organizational management systems built on ISO standards. This standard helps organizations enhance their capability to meet compliance-related requirements under other management systems and improves their overall administration of compliance obligations.

Relevant Standards
  •  ISO 37301:2021 Compliance Management Systems — Requirements with Guidance for Use

  • GB/T 35770-2017 Compliance Management Systems — Guidelines

  • Conformity Assessment — Requirements for Bodies Providing Audit and Certification of Management Systems — Part 13: Competence Requirements for Auditing and Certification of Compliance Management Systems

Value & Benefits
  • Enhance business opportunities and sustainability

  • Protect and strengthen the reputation and credibility of the organization

  • Take into account the expectations of interested parties

  • Demonstrate the organization's commitment to managing compliance risks effectively and efficiently

  • Boost third parties' confidence in the organization's ability to achieve sustained success

  • Reduce the occurrence of illegal acts as well as the resulting costs and reputation losses

  • Obtain incentives from administrative regulators

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